investment firm

Definition of investment firm from Regulation (EU) No 575/2013, Article 4(1), point (2).

Defined term	investment firm
Source	CRR
Reference	Article 4(1), point (2)
Status	Published
Refresh rule	Regenerate after source legal-text changes

Definition

(2) 'investment firm' means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU which is authorised under that Directive but excludes credit institutions;

Source

CRR, Article 4(1), point (2).

Referenced Definitions

MiFID II, Article 4(1), point (1):

(1) 'investment firm' means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.

Open investment firm definition page

Used In MiCA

• Article 37
• Article 38
• Article 140
• Article 59
• Article 60
• Article 63
• Article 119
• Article 122
• Article 125