investment firm

Definition of investment firm from Directive 2014/65/EU, Article 4(1), point (1).

Defined term	investment firm
Source	MiFID II
Reference	Article 4(1), point (1)
Status	Published
Refresh rule	Regenerate after source legal-text changes

Definition

(1) 'investment firm' means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.

Source

MiFID II, Article 4(1), point (1).

Used In MiCA

• Article 37
• Article 38
• Article 140
• Article 59
• Article 60
• Article 63
• Article 119
• Article 122
• Article 125