Q&A
OverviewCommission CRA Q&A — implementationCommission DSA Q&ACommission DSA Q&A — Risk and audit reportsCritical Services AffectedDuplicate ICT Incident ReportingExemption for Non-EU ICT Intra-group Service ProvidersScope of Register of Information for Contractual Arrangem...Elaboration on the meaning of a separated and dedicated n...Template specific instructions – field B_01.02.0050 (Hier...Template specific instructions - field B_01.02.0060 (LEI ...Template specific instructions – field B_02.02.0130 (Coun...Template specific instructions – field B_02.02.0160 (Loca...Template specific instructions – field B_04.01.0040 (Iden...Template specific instructions – field B_05.01.0020 (Type...Template specific instructions – field B_05.02.0060 (Iden...Template specific instructions – primary keysDefinition and scope of ICT servicesThe scope of the regulation described in Article 6 mismat...ANNUAL REPORT ON NEW ARRANGEMENTS ON THE USE OF ICT SERVICESPart 2 – Template specific instructions to template B_06.01How to fill the refPeriod field of the parameters.csv fil...Obligation to maintain a register of information for FEs ...Staff costsPublic Authorities ExemptionTypes of 'telephone services' included under the definiti...Classification of phishing-attacks as a reportable major ...EMT issuers: AML/KYC obligationsEMT exchange: crypto or funds?White paper obligation for Article 16(2) exempt ART issuersPassporting procedure for non-CI ART issuersCI/EMI passporting for ART/EMTLightning Network: TFR/Travel Rule scope for CASPsART/EMT: scope of public offeringENISA CRA SRP Q&A07_320 — Q&A on Best Execution (MiFID)09_559 — Q&A on MiFID complex and non-complex financial instrume...Crypto-asset services of a DLT MIESMA/2012/382 — Q&A on MiFID investor protection and intermediariesStaking-as-a-service coverageAML CASPs: grandfatheringArt. 60 transitional provisionAML CASPs: simplified authorisationTransfer: standalone or ancillaryNew CASPs established before (and after) 30 December 2024Passporting rights for entities benefiting from grandfatheringProhibition of monetary and non-monetary benefits under MiCATied agents: notificationNotifications under Article 60 MiCACASPs providing services based on an Article 60 notificationTied agents under MiCAPublication of information by CASPs providing the service of exchange of crypto-assets for funds or other crypto-assetsEntities not authorised as CASPs by the end of the transition periodEntities who have not applied for, or whose application for authorisation as CASPs has been refused by the end of the transition periodCustody agreements in the exercise of rights attached to crypto-assetsProprietary trading by CASPsStatus of entities providing crypto-asset services as part of the grandfathering regimeClarification on Withdrawal Requirements under Article 75 of MiCA for CASPsNatural persons/trusts as CASPsMinimum capital requirements for CASPsAudit / certification of CASP financial statementsCalculation of fixed overheadsApplicability of DORA and TFR Requirements to VASPs Not Classified as CASPs Under MiCARRegistered AIFMs: MiCA authServices for non-compliant ARTs/EMTsAuto/copy trading scopeInterests earned from client funds deposited at credit institutionsPayouts in fiat currency by CASPs in the context of exchange servicesOverlap between offers of crypto-assets and placingApplication of Title II requirements to CASPs operating a trading platform for crypto-assetsCommingling client assetsShared order book modelStaking on own accountPre-funding clients’ orders with clients’ crypto-assetsScope of the exception in Article 19(12a) of MAR to PDMRs...Exchange vs execution servicesTitle II tokens: white paperExemption from white paper requirements when offering a crypto-asset other than an ART or EMTScope of the term “trading platform for crypto-assets” in Article 78(5) of MiCA (executing client orders outside of a trading platform)CASP group structure: holding companyModified white papers: XBRL formatESMA35-36-1262 — Technical Q&As on ESMA temporary product intervention m...ESMA35-36-794 — Q&A relating to the provision of CFDs and other specula...ESMA35-43-349 — Q&A on MiFID II and MiFIR investor protection and inter...ESMA70-145-111 — Questions and Answers on the Market Abuse Regul...ESMA70-1861941480-56 — Q&A on MiFIR data reportingESMA70-872942901-35 — Q&A on MiFID II and MiFIR transparency topicsESMA70-872942901-36 — Q&A on MiFID II and MiFIR commodity derivatives topicsESMA70-872942901-38 — Q&A on MiFID II and MiFIR market structures topicsPending Questions
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