> For the complete documentation index, see [llms.txt](https://www.mica.wtf/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://www.mica.wtf/eu-level/technical-standards/rts/regulatory-technical-standards-information-exchanged-between-competent-authorities.md). # 2025/300 — Competent Authority Info | | | | --------------- | ------------------------------------------------------------------------------------------------------------- | | **Instrument** | Commission Delegated Regulation (EU) 2025/300 (RTS) | | **Drafted by** | ESMA, in close cooperation with EBA | | **Legal basis** | [Article 95(10) MiCA](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-95.md) | | **Status** | In force | | **In force** | 20 April 2025 (twentieth day after OJ publication on 31 March 2025) | | **Source** | [EUR-Lex](https://eur-lex.europa.eu/eli/reg_del/2025/300/oj/eng) | ### Recitals 1. Markets in crypto-assets are inherently cross-border markets. It is therefore necessary to ensure that competent authorities in different Member States can exchange information that enables them to effectively supervise entities operating in their respective jurisdictions. 2. The information to be exchanged by competent authorities pursuant to [Article 95(1)](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-95.md) of Regulation (EU) 2023/1114 should therefore allow those authorities to effectively carry out their investigation, supervision and enforcement actitivites under that Regulation. Consequently, it is necessary to specify the information that competent authorities may need to exchange to be able to perform those tasks. 3. To ensure that competent authorities can effectively monitor the issuance and [offer to the public](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/offer-to-the-public.md) of crypto-assets other than asset-referenced tokens and e-money tokens, competent authorities should exchange information relating not only to the crypto-assets themselves, including their technical characteristics and categorisation, but also to the offer of the crypto-assets, the issuers and offerors of the crypto-assets and the persons seeking admission to trading of crypto-assets. In particular, competent authorities should exchange general information and documents allowing the identification of the relevant persons and the understanding of the [crypto-asset](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/crypto-asset.md) issuance and offering, including notified crypto-asset white papers, as well as information related to identified breaches, penalties and measures, enforcement actions and relevant compliance and conduct history. 4. Similarly, to ensure that competent authorities can effectively supervise the issuance of asset-referenced tokens, competent authorities should exchange information relating to the technical characteristics of such tokens. In addition, they should exchange information necessary to ensure that asset-referenced tokens are only issued by authorised persons, and offered by the [issuer](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/issuer.md) or by a person authorised by the issuer. Furthermore, in order to assess whether an [issuer of asset-referenced tokens](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/issuer-of-asset-referenced-tokens.md) complies with Title III of Regulation (EU) 2023/1114, competent authorities should exchange information and documents on the prudential requirements and governance arrangements of the issuer, including its [management body](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/management-body.md), its suitability and its shareholders as well as any imposed administrative penalties and measures, enforcement actions and information on the issuer’s relevant compliance and conduct history. 5. Competent authorities should, in order to be able to effectively monitor the issuance of e-money tokens, exchange information relating to the technical characteristics of such tokens. Furthermore, competent authorities should exchange information to ensure that e-money tokens are issued by entities referred to in [Article 48(1)](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-48.md) of Regulation (EU) 2023/1114, to ensure that such issuers comply with the relevant requirements in Title IV of that Regulation, and to exchange information on any imposed penalties and measures, enforcement actions and information on the issuers’ relevant compliance and conduct history. 6. To ensure effective monitoring of [crypto-asset service](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/crypto-asset-service.md) providers, competent authorities should exchange general information, constituting documents and other documents that provide insight into the structure and operational activities of such providers. For the same reason, competent authorities should also exchange information about the authorisation process and the subsequent compliance with Title V of Regulation (EU) 2023/1114. This information should include information on the [management body](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/management-body.md) of crypto-asset service providers, its suitability to manage such providers, and the reputation of its members, as well as information about shareholders, imposed penalties and measures, enforcement actions and information of the providers’ relevant compliance and conduct history. 7. Competent authorities should also exchange relevant information on suspicions of market abuse in order to discharge their supervisory duties in a comprehensive manner. 8. Finally, competent authorities should exchange information regarding any suspicions of irregularities in the activities of natural and legal persons falling within the scope of Regulation (EU) 2023/1114, as well as details of any risks such irregularities could pose to investor protection or financial stability. 9. The exchange of information between competent authorities in relation to investigation, supervision and enforcement activities should be carried out in compliance with the right to protection of [personal data](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/gdpr/personal-data.md) of the persons concerned, as set out in Articles 7 and 8, respectively, of the Charter of Fundamental Rights of the European Union and must comply with Regulation (EU) 2016/679 of the European Parliament and of the Council. It follows that only personal data that are necessary for the purpose of investigation, supervision and enforcement activities under Regulation (EU) 2023/1114 are exchanged and that those data are not kept longer than necessary for that purpose. 10. This Regulation is based on the draft regulatory technical standards drafted by the European Securities and Markets Authority (ESMA) in close cooperation with the European Banking Authority and submitted to the Commission. 11. ESMA has requested the advice of the Securities and Markets Stakeholder [Group](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/group.md) established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council. 12. ESMA has not conducted open public consultations on the draft regulatory technical standards on which this Regulation is based, nor has it analysed the potential related costs and benefits of introducing such standards, as that would have been highly disproportionate in relation to the scope and impact of those standards, taking into account that this Regulation only affects competent authorities and not market participants. 13. The European Data Protection Supervisor was consulted in accordance with Article 42(1) of Regulation (EU) 2018/1725 of the European Parliament and of the Council and delivered an opinion on 27 May 2024, ### Article 1 — Information to be exchanged in relation to crypto-assets other than asset-referenced tokens or e-money tokens Where necessary for the purpose of investigation, supervision and enforcement, competent authorities shall exchange the following information in relation to a [crypto-asset](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/crypto-asset.md) other than an [asset-referenced token](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/asset-referenced-token.md) or e-money token:\ a) general information and documents received in the context of the notification of an intended [offer to the public](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/offer-to-the-public.md) or admission to trading, and, where relevant supplemented thereafter in the framework of supervision, including:\ i) name, [legal entity identifier](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/tofr/legal-entity-identifier.md) or another identifier required pursuant to applicable national law as reported pursuant to Commission Implementing [Regulation (EU) 2024/2984](/eu-level/technical-standards/its/implementing-technical-standards-forms-formats-templates-crypto-asset-white-papers.md), registered address and, where different, head office, contact details, relevant excerpts from national registers and, where applicable, articles of association and other instruments of constitution of the following persons, as applicable:\ 1\) the [issuer](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/issuer.md) of the assets;\ 2\) the [offeror](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/offeror.md) of the assets;\ 3\) the person seeking admission to trade the assets;\ 4\) the operator of the trading platform;\ 5\) any other person that has or should have drawn up the crypto-asset white paper referred to in [Article 6](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-6.md) of Regulation (EU) 2023/1114;\ ii) all versions of the crypto-asset white paper drafted pursuant to [Article 4(1)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-4.md) and [Article 5(1)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-5.md) of Regulation (EU) 2023/1114, and information relating to any updates made to it pursuant to [Article 12](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-12.md) of that Regulation;\ iii) all versions of the marketing communications referred to in [Article 4(1)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-4.md) and [Article 5(1)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-5.md) of Regulation (EU) 2023/1114, and information relating to any updates made to them pursuant to [Article 12](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-12.md) of that Regulation;\ iv) all information on the offer to the public and admission to trading received pursuant to [Article 8(6)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-8.md) of Regulation (EU) 2023/1114;\ v) the explanation, as referred to in [Article 8(4)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-8.md) of Regulation (EU) 2023/1114, of why the crypto-asset described in the crypto-asset white paper should not be considered to be a crypto-asset excluded from the scope of Regulation (EU) 2023/1114 pursuant to [Article 2(4)](/mica/title-i-subject-matter-scope-and-definitions-art.-1-3/article-2.md) of that Regulation, an e-money token, or an asset-referenced token;\ vi) the description of the offer to the public of a crypto-asset and any information used to assess the conditions for the exemptions contained in [Article 4(2)](/mica/title-ii-crypto-assets-other-than-asset-referenced-tokens-or-e-money-tokens-art.-4-15/article-4.md) and (3) of Regulation (EU) 2023/1114;\ b) information on any penalty, including criminal penalties, administrative measures or enforcement actions, in relation to persons referred to in point (a)(i);\ c) any other information necessary for cooperation among competent authorities in investigation, supervision and enforcement activities, pursuant to [Article 95(1)](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-95.md) of Regulation (EU) 2023/1114. ### Article 2 — Information to be exchanged in relation to asset-referenced tokens Where necessary for the purpose of investigation, supervision and enforcement, competent authorities shall exchange the following information in relation to an asset-referenced token:\ a) general information and documents received in the context of the application for authorisation as an [issuer of asset-referenced tokens](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/issuer-of-asset-referenced-tokens.md) pursuant to Commission Delegated Regulation establishing technical standards adopted pursuant to [Article 18(6)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-18.md) of Regulation (EU) 2023/1114 or of the notification pursuant to Commission Delegated [Regulation (EU) 2025/296](/eu-level/technical-standards/rts/rts-on-the-procedure-for-the-approval-of-white-papers-of-arts-issued-by-c.md), and where relevant supplemented thereafter in the framework of supervision, including:\ i) names, legal entity identifier or another identifier required pursuant to applicable national law as reported pursuant to Implementing Regulation (EU) 2024/2984, registered address and, where different, head office, contact details, relevant excerpts from national registers and, where applicable, articles of association and other instruments of constitution of the following persons, as applicable:\ 1\) the applicant issuer of the assets;\ 2\) the issuer of the assets;\ 3\) the offeror of the assets;\ 4\) the persons seeking admission to trade the assets;\ 5\) third-party entities referred to in [Article 34(5)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-34.md), point (h), of Regulation (EU) 2023/1114;\ ii) all versions of the crypto-asset white paper referred to in [Article 19](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-19.md) of Regulation (EU) 2023/1114, and information relating to any updates made to it pursuant to [Article 25](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-25.md) of that Regulation;\ iii) all versions of the marketing communications referred to in [Article 29](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-29.md) of Regulation (EU) 2023/1114;\ iv) the legal opinion referred to in [Article 18(2)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-18.md), point (e), of Regulation (EU) 2023/1114;\ v) the programme of operations referred to in [Article 18(2)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-18.md), point (d), of Regulation (EU) 2023/1114;\ vi) information about the members of the management body of the asset-referenced token issuer, including their names and positions within the management body, information necessary to assess their good repute and suitability, in particular information about their relevant knowledge, skills, work experience and time committed to their duties within the management body, and the information about their reputation referred to in Article 8(1), point (e) of Commission Delegated Regulation establishing technical standards adopted pursuant to [Article 18(6)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-18.md) of Regulation (EU) 2023/1114;\ vii) where relevant, information on any changes to the management body of the issuer of asset-referenced tokens as referred to in [Article 33](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-33.md) of Regulation (EU) 2023/1114, and the competent authority’s assessment hereof;\ viii) information about shareholders holding 20 % or more of the share capital or voting rights of the issuer of asset-referenced tokens, including their identity, the amount of their holdings and the information about their reputation referred to in Article 2, point (a) of Commission Delegated Regulation (EU) 2025/413;\ ix) the competent authority’s assessment of any proposed acquisitions or disposals of a qualified holding in an asset-referenced token issuer, in accordance with [Article 41](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-4/article-41.md) of Regulation (EU) 2023/1114;\ x) information about the organisational structure, operational conditions and compliance with the requirements set out in Title III of Regulation (EU) 2023/1114 of the issuer of the asset-referenced token, including:\ 1\) the governance arrangements and internal control mechanisms referred to in [Article 34](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-34.md) of Regulation (EU) 2023/1114;\ 2\) the compliance with own fund requirements, including on the outcome of stress testing programmes, in accordance with [Article 35(1)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-35.md), (2) and (5) of Regulation (EU) 2023/1114;\ 3\) where applicable, the compliance with additional own funds requirements in accordance with [Article 35(3)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-35.md) of Regulation (EU) 2023/1114;\ 4\) the compliance with the requirements on the reserve of assets in accordance with [Article 36](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-3/article-36.md) of Regulation (EU) 2023/1114;\ 5\) the independent audit of the reserve of assets, including a summary of results, pursuant to [Article 36(9)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-3/article-36.md) of Regulation (EU) 2023/1114;\ 6\) all versions of the recovery plan produced pursuant to [Article 46(2)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-6/article-46.md) of Regulation (EU) 2023/1114, and information relating to the implementation of or updates to the recovery plan pursuant to [Article 46(3)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-6/article-46.md) of Regulation (EU) 2023/1114;\ 7\) all versions of the redemption plan produced pursuant to [Article 47(1)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-6/article-47.md) of Regulation (EU) 2023/1114, and information relating to any amendments made to it pursuant to [Article 47(3)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-6/article-47.md) of Regulation (EU) 2023/1114;\ b) information about the authorisation as an issuer of asset-referenced tokens, including where the authorisation was refused or the application for authorisation was retracted, and information about the withdrawal of an authorisation pursuant to [Article 24](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-1/article-24.md) of Regulation (EU) 2023/1114;\ c) the plan of the issuer of asset-referenced tokens to discontinue the provision of services and activities as approved pursuant to [Article 34(7)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-34.md) of Regulation (EU) 2023/1114;\ d) information on the loss by the third-party entity referred to in [Article 34(5)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-2/article-34.md), point (h) of Regulation (EU) 2023/1114 of its authorisation as a credit institution, as a crypto-asset service provider, as a payment institution, or as an electronic money institution;\ e) information on any temporary suspensions by a competent authority of the redemption of asset-referenced tokens and an identification of the circumstances that might affect the interests of the holders of asset-referenced tokens and financial stability pursuant to [Article 46(4)](/mica/title-iii-asset-referenced-tokens-art.-16-47/chapter-6/article-46.md) of Regulation (EU) 2023/1114;\ f) information on any infringements of the national provisions transposing Directive (EU) 2015/849 of the European Parliament and of the Council by the members of the management body of the issuer of asset-referenced tokens or by shareholders or members, whether direct or indirect, that have qualifying holdings in the issuer of asset-referenced tokens;\ g) information on any penalty issued pursuant to Regulation (EU) 2023/1114, including criminal penalties, administrative measures or enforcement actions, in relation to an issuer of an asset-referenced token;\ h) any other information necessary for cooperation among competent authorities in investigation, supervision and enforcement activities pursuant to [Article 95(1)](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-95.md) of Regulation (EU) 2023/1114. ### Article 3 — Information to be exchanged in relation to e-money tokens Where necessary for the purpose of investigation, supervision and enforcement, competent authorities shall exchange the following information about e-money tokens:\ a) information and documents received in the context of the notification by an issuer of e-money tokens pursuant to [Article 48](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-48.md) of Regulation (EU) 2023/1114 and, where relevant, supplemented thereafter in the framework of supervision, including:\ i) the name of the issuer, legal entity identifier or another identifier required pursuant to applicable national law as reported pursuant to Commission Implementing Regulation (EU) 2024/2984, its registered address and, where different, head office and its contact details, as referred to in Part A, points 1, 3, 5 and 4, of Annex III to Regulation (EU) 2023/1114;\ ii) all versions of the crypto-asset white paper referred to in [Article 51](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-51.md) of Regulation (EU) 2023/1114;\ iii) all versions of the marketing communications referred to in [Article 53](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-53.md) of Regulation (EU) 2023/1114;\ iv) information about the organisational structure, operational conditions and compliance with the requirements set out in Title IV of Regulation (EU) 2023/1114 of the issuer of the e-money token, and information provided as part of the authorisation process as credit institution pursuant to Directive 2013/36/EU of the European Parliament and of the Council or as electronic money institution pursuant to Directive 2009/110/EC of the European Parliament and of the Council and as updated in the framework of supervision, including:\ 1\) its compliance with the requirements on the investment of funds set out in [Article 54](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-54.md) of Regulation (EU) 2023/1114;\ 2\) the recovery and redemption plans produced pursuant to [Article 55](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-55.md) of Regulation (EU) 2023/1114 and information relating to any updates to them, as well as to any arrangements or measures of the recovery plan effectively implemented pursuant to that Article;\ 3\) information on the compliance with the requirements in [Article 58(1)](/mica/title-iv-e-money-tokens-art.-48-48/chapter-2/article-58.md) of Regulation (EU) 2023/1114, where a competent authority has required an electronic money institution issuing non-significant e-money tokens to comply with such requirements in accordance with [Article 58(2)](/mica/title-iv-e-money-tokens-art.-48-48/chapter-2/article-58.md) of that Regulation;\ b) information on any temporary suspensions by a competent authority of the redemption of e-money tokens and an identification of the circumstances that might affect the interests of the holders of e-money tokens and financial stability, pursuant to [Article 55](/mica/title-iv-e-money-tokens-art.-48-48/chapter-1/article-55.md) of Regulation (EU) 2023/1114;\ c) information on any penalty issued pursuant to Regulation (EU) 2023/1114, including criminal penalties, administrative measures or enforcement actions, in relation to an issuer of e-money tokens;\ d) any other information necessary for cooperation among competent authorities in investigation, supervision and enforcement activities pursuant to [Article 95(1)](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-95.md) of Regulation (EU) 2023/1114. ### Article 4 — Information to be exchanged in relation to crypto-asset service providers Where necessary for the purpose of investigation, supervision and enforcement, competent authorities shall exchange the following information concerning crypto-asset service providers:\ a) information and documents received in the context of the application for authorisation as a crypto-asset service provider pursuant to Commission Delegated [Regulation (EU) 2025/305](/eu-level/technical-standards/rts/regulatory-technical-standards-information-application-authorisation-crypto-asset-service-provider.md) or of the notification pursuant to Commission Delegated [Regulation (EU) 2025/303](/eu-level/technical-standards/rts/regulatory-technical-standards-specifying-information-notification-certain-financial-entities-crypto.md), and where relevant supplemented thereafter in the framework of supervision, including:\ i) the name of the crypto-asset service provider, its legal entity identifier as referred to in Article 17 of Commission Delegated Regulation establishing technical standards adopted pursuant to [Article 68(10)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-2/article-68.md)(b) of Regulation (EU) 2023/1114, its website’s URL, its contact email address, telephone number, and physical address, and excerpts from national registers;\ ii) where applicable, the crypto-asset provider’s articles of association, as referred to in [Article 62(2)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-1/article-62.md), point (c), of Regulation (EU) 2023/1114;\ iii) information about the management body of the crypto-asset service provider, including:\ 1\) the names and where available, the personal identification numbers of its members;\ 2\) information on the functions that each of its members hold within the crypto-asset service provider;\ 3\) where relevant, information on any changes to the management body and the competent authority’s assessment thereof;\ iv) information about the members of the management body of the crypto-asset service provider necessary to assess their good repute and suitability, including where available:\ 1\) information about their work experience, skills and time committed to their duties within the management body;\ 2\) the information about their reputation referred to in Article 7, point (e) of Delegated Regulation (EU) 2025/305;\ v) information about shareholders holding 10 % or more of the share capital or voting rights of the crypto-asset service provider, including their identity, the amount of their holdings, and the information about their reputation listed in Article 2, point (a), of Commission Delegated Regulation (EU) 2025/414, and where relevant, the competent authority’s assessment of any proposed acquisitions or disposals of a qualified holding in a crypto-asset service provider, in accordance with [Article 83](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-4/article-83.md) of Regulation (EU) 2023/1114;\ vi) information about the organisational structure, operational conditions and compliance with the requirements set out in Title V of Regulation (EU) 2023/1114, including:\ 1\) the programme of operations setting out the types of crypto-asset services provided, including where and how those services are marketed, pursuant to [Article 62(2)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-1/article-62.md), point (d), of Regulation (EU) 2023/1114;\ 2\) information about the governance arrangements and internal control mechanisms pursuant to [Article 62(2)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-1/article-62.md), points (f) and (i) of Regulation (EU) 2023/1114;\ 3\) information concerning compliance with [Articles 67](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-2/article-67.md), 68 and 70 of Regulation (EU) 2023/1114, including risk-management and accounting procedures;\ 4\) where available, the number of clients established or situated in a given Member State to which the crypto-asset service provider is providing services, the value of the crypto-assets managed or held for those clients, and the volumes of transactions executed for those clients;\ 5\) information about any situations in which a crypto-asset service provider is suspected of not complying with the requirements set out in Title V of Regulation (EU) 2023/1114, together with an explanation of the consequent measures taken or planned by the competent authority;\ b) information relating to the records kept by crypto-asset service providers in accordance with [Articles 68(9)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-2/article-68.md) and [76(15)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-3/article-76.md) of Regulation (EU) 2023/1114;\ c) information about the authorisation as a crypto-asset service provider, including where the authorisation was refused or the application for authorisation was retracted, and information on any withdrawal of the authorisation pursuant to [Article 64](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-1/article-64.md) of Regulation (EU) 2023/1114;\ d) information on any penalty issued pursuant to Regulation (EU) 2023/1114, including criminal penalties, administrative measures or enforcement actions in relation to a crypto-asset service provider;\ e) any other information necessary for cooperation among competent authorities in investigation, supervision and enforcement activities pursuant to [Article 95(1)](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-95.md) of Regulation (EU) 2023/1114. ### Article 5 — Information to be exchanged in relation to the prevention and prohibition of market abuse involving crypto-assets Where necessary for the purpose of investigation, supervision and enforcement, competent authorities shall exchange information concerning suspicions of insider dealing as referred to in [Article 89](/mica/title-vi-prevention-and-prohibition-of-market-abuse-involving-crypto-assets-art.-86-92/article-89.md) of Regulation (EU) 2023/1114, of unlawful disclosure of inside information as referred to in [Article 90](/mica/title-vi-prevention-and-prohibition-of-market-abuse-involving-crypto-assets-art.-86-92/article-90.md) of Regulation (EU) 2023/1114, or of market manipulation as referred to in [Article 91](/mica/title-vi-prevention-and-prohibition-of-market-abuse-involving-crypto-assets-art.-86-92/article-91.md) of Regulation (EU) 2023/1114, including:\ a) records of crypto-asset services, activities, orders and transactions undertaken by crypto-asset service providers kept pursuant to [Article 68(9)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-2/article-68.md) of Regulation (EU) 2023/1114;\ b) data relating to all orders in crypto-assets advertised through the systems of a crypto-asset service provider operating a trading platform kept pursuant to [Article 76(15)](/mica/title-v-authorisation-and-operating-conditions-for-crypto-asset-service-providers-art.-59-85/chapter-3/article-76.md) of Regulation (EU) 2023/1114;\ c) reports of suspicious orders or transactions as referred to in [Article 92(1)](/mica/title-vi-prevention-and-prohibition-of-market-abuse-involving-crypto-assets-art.-86-92/article-92.md) of Regulation (EU) 2023/1114;\ d) any relevant indications or evidence supporting such suspicions;\ e) any other information necessary for cooperating in investigation, supervision and enforcement activities relating to Title VI of Regulation (EU) 2023/1114. ### Article 6 — Information to be exchanged in relation to precautionary measures Where necessary for the purpose of investigation, supervision and enforcement, competent authorities shall exchange information in relation to precautionary measures as referred to in [Article 102](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-102.md) of Regulation (EU) 2023/1114, including:\ a) information on any suspicions of irregularities in the activities of an offeror or person seeking admission to trading of crypto-assets other than asset-referenced tokens or e-money tokens, an issuer of an asset referenced token or e-money token, or a crypto-asset service provider;\ b) information on any precautionary measures planned or taken in accordance with [Article 102(2)](/mica/title-vii-competent-authorities-eba-and-esma-art.-93-138/chapter-1/article-102.md) of Regulation (EU) 2023/1114;\ c) any other information necessary for cooperating in the adoption of precautionary measures. ### Article 7 — Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the *Official Journal of the European Union*. ### Related * [issuer of asset-referenced tokens](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/issuer-of-asset-referenced-tokens.md) — defined term used on this page * [crypto-asset service provider](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/crypto-asset-service-provider.md) — defined term used on this page * [crypto-asset service provider](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/crypto-asset-service-provider.md) — defined term used on this page * [crypto-asset service provider](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/tofr/crypto-asset-service-provider.md) — defined term used on this page * [electronic money institution](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/dora/electronic-money-institution.md) — defined term used on this page * [electronic money institution](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/emd2/electronic-money-institution.md) — defined term used on this page * [electronic money institution](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/mica/electronic-money-institution.md) — defined term used on this page * [legal entity identifier](https://github.com/jakesenfti/micawtf/blob/main/spaces/definitions/tofr/legal-entity-identifier.md) — defined term used on this page --- 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