investment firm

Definition of investment firm from Regulation (EU) 2023/1114, Article 3(1), point (29).

Defined term	investment firm
Source	MiCA
Reference	Article 3(1), point (29)
Status	Published
Refresh rule	Regenerate after source legal-text changes

Definition

(29) 'investment firm' means an investment firm as defined in Article 4(1), point (2), of Regulation (EU) No 575/2013 and authorised under Directive 2014/65/EU;

Source

MiCA, Article 3(1), point (29).

Imported Definition

MiCA imports this definition from CRR.

(2) 'investment firm' means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU which is authorised under that Directive but excludes credit institutions;

Open CRR definition page

Definition Chain

1. MiCA Article 3(1), point (29)
2. CRR Article 4(1), point (2)
3. MiFID II Article 4(1), point (1)

Used In MiCA

• Article 37
• Article 38
• Article 140
• Article 59
• Article 60
• Article 63
• Article 119
• Article 122
• Article 125