Art. 13b — Prevention of conflicts of interest
MiFID II Article 13b — Prevention of conflicts of interest. Directive 2014/65/EU, Chapter II — Authorisation and operating conditions for investment firms.
An insurance intermediary or insurance undertaking shall maintain and operate effective organisational and administrative arrangements with a view to taking all reasonable steps designed to prevent conflicts of interest, as determined in Article 13c, from adversely affecting the interests of its customers.
Last updated
Was this helpful?