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Ask about EU digital and financial regulation - MiCA, GDPR, the AI Act, DSA, DORA, MiFID II, NIS2 and more. Answers cite the article and paragraph they come from, and quote the official text where you need the exact wording.

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mica.wtf
  • MiFID II
    • Article 1 β€” Scope
    • Article 2 β€” Exemptions
    • Article 3 β€” Optional exemptions
    • Article 4 β€” Definitions
    • Article 5 β€” Requirement for authorisation
    • Article 6 β€” Scope of authorisation
    • Article 7 β€” Procedures for granting and refusing requests for authorisation
    • Article 8 β€” Withdrawal of authorisations
    • Article 9 β€” Management body
    • Article 10 β€” Shareholders and members with qualifying holdings
    • Article 11 β€” Notification of proposed acquisitions
    • Article 12 β€” Assessment period
    • Article 13 β€” Assessment
    • Article 13a β€” Scope
    • Article 13b β€” Prevention of conflicts of interest
    • Article 13c β€” Conflicts of interests
    • Article 13d β€” General principles and information to customers
    • Article 13e β€” Exercise of the delegation
    • Article 14 β€” Membership of an authorised investor compensation scheme
    • Article 15 β€” Initial capital endowment
    • Article 16 β€” Organisational requirements
    • Article 16a β€” Exemptions from product governance requirements
    • Article 17 β€” Algorithmic trading
    • Article 18 β€” Trading process and finalisation of transactions in an MTF and an OTF
    • Article 19 β€” Specific requirements for MTFs
    • Article 20 β€” Specific requirements for OTFs
    • Article 21 β€” Regular review of conditions for initial authorisation
    • Article 22 β€” General obligation in respect of on-going supervision
    • Article 23 β€” Conflicts of interest
    • Article 24 β€” General principles and information to clients
    • Article 25 β€” Assessment of suitability and appropriateness and reporting to clients
    • Article 26 β€” Provision of services through the medium of another investment firm
    • Article 27 β€” Obligation to execute orders on terms most favourable to the client
    • Article 28 β€” Client order handling rules
    • Article 29 β€” Obligations of investment firms when appointing tied agents
    • Article 29a β€” Services provided to professional clients
    • Article 30 β€” Transactions executed with eligible counterparties
    • Article 31 β€” Monitoring of compliance with the rules of the MTF or the OTF and with other legal obli
    • Article 32 β€” Suspension and removal of financial instruments from trading on an MTF or an OTF
    • Article 33 β€” SME growth markets
    • Article 34 β€” Freedom to provide investment services and activities
    • Article 35 β€” Establishment of a branch
    • Article 36 β€” Access to regulated markets
    • Article 37 β€” Access to CCP, clearing and settlement facilities and right to designate settlement sys
    • Article 38 β€” Provisions regarding CCPs, clearing and settlement arrangements in respect of MTFs
    • Article 39 β€” Establishment of a branch
    • Article 40 β€” Obligation to provide information
    • Article 41 β€” Granting of the authorisation
    • Article 42 β€” Provision of services at the exclusive initiative of the client
    • Article 43 β€” Withdrawal of authorisations
    • Article 44 β€” Authorisation and applicable law
    • Article 45 β€” Requirements for the management body of a market operator
    • Article 46 β€” Requirements relating to persons exercising significant influence over the management o
    • Article 47 β€” Organisational requirements
    • Article 48 β€” Systems resilience, circuit breakers and electronic trading
    • Article 49 β€” Tick sizes
    • Article 50 β€” Synchronisation of business clocks
    • Article 51 β€” Admission of financial instruments to trading
    • Article 51a β€” Specific conditions for the admission of shares to trading
    • Article 52 β€” Suspension and removal of financial instruments from trading on a regulated market
    • Article 53 β€” Access to a regulated market
    • Article 54 β€” Monitoring of compliance with the rules of the regulated market and with other legal ob
    • Article 55 β€” Provisions regarding CCP and clearing and settlement arrangements
    • Article 56 β€” List of regulated markets
    • Article 57 β€” Position limits in commodity derivatives and position management controls in commodity
    • Article 58 β€” Position reporting by categories of position holders
    • Article 59 β€” Requirement for authorisation
    • Article 60 β€” Scope of authorisation
    • Article 61 β€” Procedures for granting and refusing requests for authorisation
    • Article 62 β€” Withdrawal of authorisations
    • Article 63 β€” Requirements for the management body of a data reporting services provider
    • Article 64 β€” Organisational requirements
    • Article 65 β€” Organisational requirements
    • Article 66 β€” Organisational requirements
    • Article 67 β€” Designation of competent authorities
    • Article 68 β€” Cooperation between authorities in the same Member State
    • Article 69 β€” Supervisory powers
    • Article 70 β€” Sanctions for infringements
    • Article 71 β€” Publication of decisions
    • Article 72 β€” Exercise of supervisory powers and powers to impose sanctions
    • Article 73 β€” Reporting of infringements
    • Article 74 β€” Right of appeal
    • Article 75 β€” Extra-judicial mechanism for consumers complaints
    • Article 76 β€” Professional secrecy
    • Article 77 β€” Relations with auditors
    • Article 78 β€” Data protection
    • Article 79 β€” Obligation to cooperate
    • Article 80 β€” Cooperation between competent authorities in supervisory activities, for on-site verifi
    • Article 81 β€” Exchange of information
    • Article 82 β€” Binding mediation
    • Article 83 β€” Refusal to cooperate
    • Article 84 β€” Consultation prior to authorisation
    • Article 85 β€” Powers for host Member States
    • Article 86 β€” Precautionary measures to be taken by host Member States
    • Article 87 β€” Cooperation and exchange of information with ESMA
    • Article 87a β€” Accessibility of information on the European single access point
    • Article 88 β€” Exchange of information with third countries
    • Article 89 β€” Exercise of the delegation
    • Article 89a β€” Committee procedure
    • Article 90 β€” Reports and review
    • Article 91 β€” Amendments to Directive 2002/92/EC
    • Article 92 β€” Amendments to Directive 2011/61/EU
    • Article 93 β€” Transposition
    • Article 94 β€” Repeal
    • Article 95 β€” Transitional provisions
    • Article 95a β€” Transitional provision on the authorisation of credit institution referred to in point
    • Article 96 β€” Entry into force
    • Article 97 β€” Addressees
    • Technical Standards
      • Decisions
      • Directives
      • ITS
        • 2016/824 - the content and format of the description of the
        • 2017/953 - the format and the timing of position reports by investment
        • 2017/980 - standard forms, templates and procedures for cooperation in
        • 2017/981 - standard forms, templates and procedures for the
        • 2017/988 - standard forms, templates and procedures for cooperation
        • 2017/1005 - the format and timing of the communications and the
        • 2017/1093 - the format of position reports by investment firms and
        • 2017/1110 - the standard forms, templates and procedures for the
        • 2017/1111 - procedures and forms for submitting information on
        • 2017/1944 - standard forms, templates and procedures for the
        • 2017/1945 - notifications by and to applicant and authorised investment
        • 2017/2382 - standard forms, templates and procedures for the
        • 2022/1220 - Commission Implementing Regulation (EU) 2022/1220 of 14
        • 2022/1300 - Commission Implementing Regulation (EU) 2022/1300 of 24
        • 2022/1407 - Commission Implementing Regulation (EU) 2022/1407 of 16
      • RTS
    • Guidelines
    • Q&As
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For the complete documentation index, see llms.txt. This page is also available as Markdown.
  1. mica.wtf
  2. MiFID II
  3. Title VII β€” Delegated acts (Art. 89–97)
  4. Technical Standards

ITS

2016/824 - the content and format of the description of the2017/953 - the format and the timing of position reports by investment2017/980 - standard forms, templates and procedures for cooperation in2017/981 - standard forms, templates and procedures for the2017/988 - standard forms, templates and procedures for cooperation2017/1005 - the format and timing of the communications and the2017/1093 - the format of position reports by investment firms and2017/1110 - the standard forms, templates and procedures for the2017/1111 - procedures and forms for submitting information on2017/1944 - standard forms, templates and procedures for the2017/1945 - notifications by and to applicant and authorised investment2017/2382 - standard forms, templates and procedures for the2022/1220 - Commission Implementing Regulation (EU) 2022/1220 of 142022/1300 - Commission Implementing Regulation (EU) 2022/1300 of 242022/1407 - Commission Implementing Regulation (EU) 2022/1407 of 16
Previous2026/374 - Commission Delegated Directive (EU) 2026/374 of 20 February
Next2016/824 - the content and format of the description of the

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